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TUI AG (FRA:DE000TUA) TUI AG: Release according to Article 40, Section 1 of the WpHG [the German Securities Trading Act] with the objective of Europe-wide distribution

Directive transparence : information réglementée

11/12/2020 18:09

TUI AG (TUI)
TUI AG: Release according to Article 40, Section 1 of the WpHG [the German Securities Trading Act] with the objective of Europe-wide distribution

11-Dec-2020 / 18:09 CET/CEST
Dissemination of a Regulatory Announcement, transmitted by EQS Group.
The issuer is solely responsible for the content of this announcement.


Notification of Major Holdings

1. Details of issuer
Name: TUI AG
Street: Karl-Wiechert-Allee 4
Postal code: 30625
City: Hannover
Germany
Legal Entity Identifier (LEI): 529900SL2WSPV293B552

2. Reason for notification
  Acquisition/disposal of shares with voting rights
X Acquisition/disposal of instruments
  Change of breakdown of voting rights
X Other reason:
non-applying of trading book exemption according to sec. 36 para. 1 WpHG

3. Details of person subject to the notification obligation
Legal entity: Société Générale S.A.
City of registered office, country: Paris, France

4. Names of shareholder(s)
holding directly 3% or more voting rights, if different from 3.
 

5. Date on which threshold was crossed or reached:
04 Dec 2020

6. Total positions
  % of voting rights attached to shares
(total of 7.a.)
% of voting rights through instruments
(total of 7.b.1 + 7.b.2)
Total of both in %
(7.a. + 7.b.)
Total number of voting rights pursuant to Sec. 41 WpHG
New 0.35 % 4.71 % 5.06 % 590415100
Previous notification 0 % 0 % 0 % /

7. Details on total positions
a. Voting rights attached to shares (Sec. 33, 34 WpHG)
ISIN Absolute In %
  Direct
(Sec. 33 WpHG)
Indirect
(Sec. 34 WpHG)
Direct
(Sec. 33 WpHG)
Indirect
(Sec. 34 WpHG)
DE000TUAG000 2094547 0 0.35 % 0.00 %
Total 2094547 0.35 %

b.1. Instruments according to Sec. 38 (1) no. 1 WpHG
Type of instrument Expiration or maturity date Exercise or conversion period Voting rights absolute Voting rights in %
Right to recall lent securities N/A N/A 1572906 0.27 %
Listed Call Options 18.12.2020-18.06.2021 Until 18.12.2020-18.06.2021 137500 0.02 %
Certificates 18.12.2020-18.03.2022 18.12.2020-18.03.2022 5228830 0.89 %
    Total 6939236 1.18 %

b.2. Instruments according to Sec. 38 (1) no. 2 WpHG
Type of instrument Expiration or maturity date Exercise or conversion period Cash or physical settlement Voting rights absolute Voting rights in %
Equity Linked Swaps on Basket 08.12.2020 08.12.2020 Cash 50000 0.01 %
OTC Call Options on Basket 03.01.2033 Until 03.01.2033 Cash 1073125 0.18 %
Certificates 03.01.2033 Until 03.01.2033 Cash 46786 0.01 %
Contracts For Difference N/A N/A Cash 1605692 0.27 %
OTC Call Options 18.12.2020-03.01.2033 Until 16.12.2020-03.01.2033 Cash 7617011 1.29 %
OTC Put Options 18.12.2020-03.01.2033 Until 18.12.2020-03.01.2033 Cash 1014326 0.17 %
OTC Put Options 16.12.2022 Until 16.12.2022 Physical 230000 0.04 %
Listed Put Options 18.12.2020-18.06.2021 Until 18.12.2020-18.06.2021 Physical 2125000 0.36 %
Listed Call Warrants 18.12.2020-03.01.2033 Until 18.12.2020-03.01.2033 Cash 6084110 1.03 %
Listed Put Warrants 18.12.2020-03.01.2033 Until 18.12.2020-03.01.2033 Cash 1014326 0.17 %
      Total 20860376 3.53 %

8. Information in relation to the person subject to the notification obligation
  Person subject to the notification obligation is not controlled nor does it control any other undertaking(s) that directly or indirectly hold(s) an interest in the (underlying) issuer (1.).
X Full chain of controlled undertakings starting with the ultimate controlling natural person or legal entity:

Name % of voting rights (if at least 3% or more) % of voting rights through instruments (if at least 5% or more) Total of both (if at least 5% or more)
Société Générale S.A. % % %
Société Générale Effekten GmbH % % %

9. In case of proxy voting according to Sec. 34 para. 3 WpHG
(only in case of attribution of voting rights in accordance with Sec. 34 para. 1 sent. 1 No. 6 WpHG)

Date of general meeting:
Holding total positions after general meeting (6.) after annual general meeting:
Proportion of voting rights Proportion of instruments Total of both
% % %

10. Other explanatory remarks:
 

Date
09 Dec 2020



ISIN: DE000TUAG000
Category Code: HOL
TIDM: TUI
LEI Code: 529900SL2WSPV293B552
OAM Categories: 2.3. Major shareholding notifications
Sequence No.: 89594
EQS News ID: 1154750

 
End of Announcement EQS News Service

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