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TUI AG (FRA:DE000TUA) TUI AG: Release according to Article 40, Section 1 of the WpHG [the German Securities Trading Act] with the objective of Europe-wide distribution

Directive transparence : information réglementée

04/01/2021 18:45

TUI AG (TUI)
TUI AG: Release according to Article 40, Section 1 of the WpHG [the German Securities Trading Act] with the objective of Europe-wide distribution

04-Jan-2021 / 18:45 CET/CEST
Dissemination of a Regulatory Announcement, transmitted by EQS Group.
The issuer is solely responsible for the content of this announcement.


Notification of Major Holdings

1. Details of issuer
Name: TUI AG
Street: Karl-Wiechert-Allee 4
Postal code: 30625
City: Hannover
Germany
Legal Entity Identifier (LEI): 529900SL2WSPV293B552

2. Reason for notification
  Acquisition/disposal of shares with voting rights
X Acquisition/disposal of instruments
  Change of breakdown of voting rights
X Other reason:
Non-applying of trading book exemption according to sec. 36 para. 1 WpHG

3. Details of person subject to the notification obligation
Legal entity: Société Générale S.A.
City of registered office, country: PARIS, France

4. Names of shareholder(s)
holding directly 3% or more voting rights, if different from 3.
 

5. Date on which threshold was crossed or reached:
28 Dec 2020

6. Total positions
  % of voting rights attached to shares
(total of 7.a.)
% of voting rights through instruments
(total of 7.b.1 + 7.b.2)
Total of both in %
(7.a. + 7.b.)
Total number of voting rights pursuant to Sec. 41 WpHG
New 0.37 % 4.64 % 5.01 % 590415100
Previous notification 0 % 0 % 0 % /

7. Details on total positions
a. Voting rights attached to shares (Sec. 33, 34 WpHG)
ISIN Absolute In %
  Direct
(Sec. 33 WpHG)
Indirect
(Sec. 34 WpHG)
Direct
(Sec. 33 WpHG)
Indirect
(Sec. 34 WpHG)
DE000TUAG000 2172640 0 0.37 % 0.00 %
Total 2172640 0.37 %

b.1. Instruments according to Sec. 38 (1) no. 1 WpHG
Type of instrument Expiration or maturity date Exercise or conversion period Voting rights absolute Voting rights in %
Right to recall lent securities N/A N/A 2749804 0.47 %
Listed Call Options 18.06.2021 Until 18.06.2021 67500 0.01 %
Certificates 08.01.2021-18.03.2022 08.01.2021-18.03.2022 4349167 0.74 %
    Total 7166471 1.21 %

b.2. Instruments according to Sec. 38 (1) no. 2 WpHG
Type of instrument Expiration or maturity date Exercise or conversion period Cash or physical settlement Voting rights absolute Voting rights in %
Equity Linked Swaps on Basket 30.12.2020 30.12.2020 Cash 75000 0.01 %
OTC Call Options on Basket 03.01.2033 Until 03.01.2033 Cash 1233566 0.21 %
Certificates 03.01.2033 Until 03.01.2033 Cash 44620 0.01 %
Contracts For Difference N/A N/A Cash 2409059 0.41 %
OTC Call Options 19.03.2021-03.01.2033 Until 19.03.2021-03.01.2033 Cash 7206447 1.22 %
OTC Put Options 19.03.2021-03.01.2033 Until 19.03.2021-03.01.2033 Cash 1289124 0.22 %
OTC Put Options 16.12.2022 Until 16.12.2022 Physical 230000 0.04 %
Listed Put Options 18.06.2021 18.06.2021 Physical 1000000 0.17 %
Listed Call Warrants 19.03.2021-03.01.2033 Until 19.03.2021-03.01.2033 Cash 5461666 0.93 %
Listed Put Warrants 19.03.2021-03.01.2033 Until 19.03.2021-03.01.2033 Cash 1289547 0.22 %
      Total 20239029 3.43 %

8. Information in relation to the person subject to the notification obligation
  Person subject to the notification obligation is not controlled nor does it control any other undertaking(s) that directly or indirectly hold(s) an interest in the (underlying) issuer (1.).
X Full chain of controlled undertakings starting with the ultimate controlling natural person or legal entity:

Name % of voting rights (if at least 3% or more) % of voting rights through instruments (if at least 5% or more) Total of both (if at least 5% or more)
-Société Générale S.A. % % %
-Société Générale Effekten GmbH % % %

9. In case of proxy voting according to Sec. 34 para. 3 WpHG
(only in case of attribution of voting rights in accordance with Sec. 34 para. 1 sent. 1 No. 6 WpHG)

Date of general meeting:
Holding total positions after general meeting (6.) after annual general meeting:
Proportion of voting rights Proportion of instruments Total of both
% % %

10. Other explanatory remarks:
 

Date
31 Dec 2020



ISIN: DE000TUAG000
Category Code: HOL
TIDM: TUI
LEI Code: 529900SL2WSPV293B552
OAM Categories: 2.3. Major shareholding notifications
Sequence No.: 90786
EQS News ID: 1158385

 
End of Announcement EQS News Service

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